-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyopZEhN8JnMAQiv110XAlTIxMV1Qctl1elu6jasPim9e/MMldICC2dX7bar4+Ey SodBC3aMLDdRiLUd6sN3QQ== 0000950172-03-003312.txt : 20031114 0000950172-03-003312.hdr.sgml : 20031114 20031114121208 ACCESSION NUMBER: 0000950172-03-003312 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GASCO ENERGY INC CENTRAL INDEX KEY: 0001086319 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980204105 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57283 FILM NUMBER: 031001859 BUSINESS ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037130047 MAIL ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: SAN JOAQUIN RESOURCES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: LEK INTERNATIONAL INC DATE OF NAME CHANGE: 19990511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR CENTRAL INDEX KEY: 0001004823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 114 JOHN STREET STREET 2: NONE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: (203) 861-7525 MAIL ADDRESS: STREET 1: 114 JOHN STREET CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 ny441065.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D Amendment No. 9 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Gasco Energy, Inc. --------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 367220100 --------------------------------------- (CUSIP Number) Kathryn H. Smith, 114 John St. Greenwich, CT 06831 (203) 861-7525 --------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 6, 2003 --------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 367220100 13D Page 2 of 2 Pages ______________________________________________________________________________ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard C. McKenzie, Jr. ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS* PF ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 7,885,595 SHARES ______________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ______________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 7,885,595 ______________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER WITH 0 ____________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,885,595 _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.8% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN _______________________________________________________________________________ This Amendment No. 9 amends and supplements the Schedule 13D filed on August 28, 2002 and amended on September 19, 2002, October 15, 2002, January 22, 2003, February 24, 2003, June 24, 2003, July 2, 2003, July 22, 2003 and July 24, 2003 with respect to the shares of common stock, par value $1.00 per share (the "Common Stock"), of Gasco Energy, Inc. a Nevada corporation (the "Company"). The item numbers and responses thereto below are in accordance with the requirements of Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) Item 5a of the 13D is hereby amended and restated in its entirety as follows: "The share ownership set forth in this Item 5 is as of November 11, 2003. As of such date, Mr. McKenzie held 3,599,800 shares of Common Stock, comprised of 1,060,800 shares held by him personally and 2,539,000 shares held in his retirement accounts, through two custodians. In addition, Mr. McKenzie held 6,818 shares of Series B Preferred Stock, par value $0.001 per share, of the Company (the "Preferred Stock"). Each share of Preferred Stock may be converted at any time into 628.6 shares of Common Stock." (b) Item 5b of the 13D is hereby amended and restated in its entirety as follows: "Mr. McKenzie has the sole power to vote and dispose of 3,599,800 shares of Common Stock, comprised of the shares held by him personally and in his individual retirement accounts. Mr. McKenzie also has the sole power to vote his 6,818 shares of Preferred Stock. Each share of Preferred Stock has 628.6 votes." (c) The following sentence is added at the end of Item 5c of the 13D: "Attached hereto as Exhibit 4 is a schedule of sales by the reporting persons within the past 60 days. Exhibit 4 is incorporated herein by reference." SIGNATURE After reasonable inquiry and to the best of his or her knowledge and belief, the person below certifies that the information set forth in this statement is true, complete and correct. Dated as of: November 13, 2003 Richard C. McKenzie, Jr. By: /s/ Kathryn H. Smith _______________________ Name: Kathryn H. Smith Title: Attorney Exhibit 4 SCHEDULE OF SALES OF COMMON STOCK The following sets forth sales of Common Stock by the reporting person in the past 60 days. All sales occurred on the open market. DATE NUMBER OF SHARES SOLD PRICE 11/06/03 32,500 $0.72 11/07/03 100,000 $0.74 -----END PRIVACY-ENHANCED MESSAGE-----